This presentation discusses the interpretation and scope of coverage of market abuse prevention measures, focusing on products, markets and geography. It also addresses the compliance subjects (issuers, intermediaries, journalists and the role of intent) and the compliance enforcers (competent authorities, regulated markets, ESAs). The presentation also addresses the substantive defences, safe harbours, exemptions and evidentiary defences available under the market abuse regime.
e-Presentation | March 2021 | Learning time: 51 minutes
Andreas Meyer, Managing Director and Associate General Counsel, Deutsche Bank, Frankfurt am Main.
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